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Marques Sewell

J.P. Morgan Securities LLC

Rancho Palos Verdes, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
CA RA APPROVED 2024-02-29
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2024-02-29

Branch Locations

29941 Hawthorne Blvd, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors St. Louis MO 06/2014 09/2023
Wells Fargo Clearing Services, Llc St. Louis MO 06/2014 09/2023
Wells Fargo Bank Na St. Louis MO 06/2014 09/2023
J.P. Morgan Securities Llc Rancho Palos Verdes CA 02/2024 Present
Jpmorgan Chase Bank, N.A. Rancho Palos Verdes CA 02/2024 Present
Unemployed Mountain View CA 10/2023 01/2024
  • 06/2014 → 09/2023
    Wells Fargo Advisors
    St. Louis, MO
  • 06/2014 → 09/2023
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 06/2014 → 09/2023
    Wells Fargo Bank Na
    St. Louis, MO
  • 02/2024 → Present
    J.P. Morgan Securities Llc
    Rancho Palos Verdes, CA
  • 02/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Rancho Palos Verdes, CA
  • 10/2023 → 01/2024
    Unemployed
    Mountain View, CA
Previous Registrations
  • 2014-07-01 → 2023-09-25
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    San Jose, CA
    San Jose, CA
  • 2013-04-08 → 2013-09-11
    First Command Brokerage Services, Inc.
    O'FAllon, IL
    Town And Country, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-06
S63 Uniform Securities Agent State Law Examination 2013-01-16
  • S65 Uniform Investment Adviser Law Examination
    2013-04-06
  • S63 Uniform Securities Agent State Law Examination
    2013-01-16
Other Names
  • Marques A Sewell
  • Marques Sewell
  • Marques Andre Sewell

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION
U.S. BANCORP ADVISORS, LLC
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Richard McCallister
RICHARD THOMAS MCCALLISTER
Maria Guadalupe Carvajal
James Ryo Nagahiro
GREGORY PHILIP FONG
MICHAEL JOHN PERRY
Ronald Grimm
Jose Daniel Claudio

Other Offices

PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA
J.P. MORGAN SECURITIES LLC · Rancho Palos Verdes, CA
LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA

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