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John Michael Shultz

Slavic Mutual Funds Management Corp.

Boca Raton, FL

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Current Employers
Slavic Mutual Funds Management Corp.

1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-29
MN RA APPROVED 2025-07-29
OR RA APPROVED 2025-07-29
DE RA APPROVED 2018-09-17
TX RA APPROVED 2018-09-17
  • CO RA
    APPROVED
    Since 2025-07-29
  • MN RA
    APPROVED
    Since 2025-07-29
  • OR RA
    APPROVED
    Since 2025-07-29
  • DE RA
    APPROVED
    Since 2018-09-17
  • TX RA
    APPROVED
    Since 2018-09-17

Branch Locations

1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-24
S66 Uniform Combined State Law Examination 2011-07-06
S63 Uniform Securities Agent State Law Examination 2010-11-01
  • S65 Uniform Investment Adviser Law Examination
    2016-09-24
  • S66 Uniform Combined State Law Examination
    2011-07-06
  • S63 Uniform Securities Agent State Law Examination
    2010-11-01

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

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