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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2015-04-29 |
Branch Locations
530 5Th Ave 10Th Floor, New York, NY 10036 • United States
2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
Lake Hopatcong, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saddle Brook | NJ | 04/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Saddle Brook | NJ | 03/2020 | Present |
Real Estate Ownership; Commercial; 34 North Avenue, , Garwood, NJ, 07027; Investment-Related; 11/18/2014 / Multi-Family; 36 North Avenue, , Garwood, NJ, 07027; Not Investment-Related; 10/13/2023 / Multi-Family; 38 North Avenue, , Garwood, NJ, 07027; Not Investment-Related; 10/13/2023. Business Ownership; 38 North LLC; Co-owner; Real Estate; 51 Mohawk Trail, , Garwood, NJ, 07849; Not Investment-Related; 10/13/2023; 1 to 9 hours per month; 0 during trading hours / 36 North Avenue LLC; Co-owner; Real Estate; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 10/13/2023; 1 to 9 hours per month; 0 during trading hours / Galenk; LLLC Manager and Property Manager; Real Estate; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 08/01/2015; 1 to 9 hours per month; 0 during trading hours / Galico Contractors, Inc; When father passed away, responsible for property held by corporation until sale of real estate. Entity was closed in 2016; Real Estate/Property Management; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Investment-Related; 07/24/2014; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will. Other Business Activities; VITA Assistor; Vita (Volunteer Income Tax Assistance) is a volunteer program that assists eligible taxpayer in satisfying their tax responsibilities by providing free tax return preparation.; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 11/22/2023; 10 to 19 hours per month; 0 during trading hours / Property Manager Galsib LLC; Galsib LLC is a single member LLC, Nancy Galiszewski, mother, is the LLC Member. I am named the property manager, handling rent collection, leases, maintenance; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 11/03/2014; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-22 |
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