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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2015-04-29
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2015-04-29

Branch Locations

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States

250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States

Lake Hopatcong, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddle Brook NJ 04/2015 03/2020
Ameriprise Financial Services, Llc Saddle Brook NJ 03/2020 Present
Previous Registrations
  • 2013-05-14 → 2014-04-14
    Aog Wealth Management
    Reston, VA
Other Businesses

Real Estate Ownership; Commercial; 34 North Avenue, , Garwood, NJ, 07027; Investment-Related; 11/18/2014 / Multi-Family; 36 North Avenue, , Garwood, NJ, 07027; Not Investment-Related; 10/13/2023 / Multi-Family; 38 North Avenue, , Garwood, NJ, 07027; Not Investment-Related; 10/13/2023. Business Ownership; 38 North LLC; Co-owner; Real Estate; 51 Mohawk Trail, , Garwood, NJ, 07849; Not Investment-Related; 10/13/2023; 1 to 9 hours per month; 0 during trading hours / 36 North Avenue LLC; Co-owner; Real Estate; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 10/13/2023; 1 to 9 hours per month; 0 during trading hours / Galenk; LLLC Manager and Property Manager; Real Estate; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 08/01/2015; 1 to 9 hours per month; 0 during trading hours / Galico Contractors, Inc; When father passed away, responsible for property held by corporation until sale of real estate. Entity was closed in 2016; Real Estate/Property Management; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Investment-Related; 07/24/2014; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will. Other Business Activities; VITA Assistor; Vita (Volunteer Income Tax Assistance) is a volunteer program that assists eligible taxpayer in satisfying their tax responsibilities by providing free tax return preparation.; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 11/22/2023; 10 to 19 hours per month; 0 during trading hours / Property Manager Galsib LLC; Galsib LLC is a single member LLC, Nancy Galiszewski, mother, is the LLC Member. I am named the property manager, handling rent collection, leases, maintenance; 51 Mohawk Trail, , Lake Hopatcong, NJ, 07849; Not Investment-Related; 11/03/2014; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-25
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2012-11-25
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22
Other Names
  • Karen Ann Galiszewski

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