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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-17 |
| AZ | RA | APPROVED | 2022-10-25 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 01/2013 | 12/2016 |
| Cantor Fitzgerald & Co. | Irvine | CA | 01/2017 | 11/2018 |
| Cantor Fitzgerald & Co. | Scottsdale | AZ | 11/2018 | 03/2020 |
| Cantor Fitzgerald & Co. | Chandler | AZ | 03/2020 | 05/2024 |
| Cantor Fitzgerald Investment Advisors | Irvine | CA | 08/2018 | 11/2018 |
| Cantor Fitzgerald Investment Advisors | Scottsdale | AZ | 11/2018 | 03/2020 |
| Cantor Fitzgerald Investment Advisors | Chandler | AZ | 03/2020 | 05/2024 |
| Cantor Fitzgerald & Co. | San Diego | CA | 05/2024 | Present |
| Cantor Fitzgerald Investment Advisors | San Diego | CA | 05/2024 | Present |
1. RENTAL/INVESTMENT PROPERTY; INVESTMENT RELATED; 25213 OAK CANYON LANE, LAKE FOREST, CA; START DATE:01/01/2019; RENTAL/INVESTMENT PROPERTY IN LAKE FOREST, CA. WE RECEIVE MONTHLY RENT; ACTIVE ROLE AS CO-OWNER; PROPERTY MANAGEMENT, COLLECTING RENT, AND PAYING THE MORTGAGE; 1 HOUR A MONTH DEVOTED TO BUSINESS; 0 HOURS DURING TRADING HOURS. 2. STEVE & CHERYL POINTER; NOT INVESTMENT RELATED; START DATE: 06/22/2023; RENTAL PROPERTY; OWNER & LANDLORD OF THE RENTAL PROPERTY: 822 N NAPLES DR., CHANDLER, AZ 85226; OWNER, MANAGER, AND LANDLORD OF THE RENTAL PROPERTY; 1-3 HOURS DEVOTED PER MONTH; 0 HOURS DEVOTED DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-04 |
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