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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-17
AZ RA APPROVED 2022-10-25
  • CA RA
    APPROVED
    Since 2024-05-17
  • AZ RA
    APPROVED
    Since 2022-10-25

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 01/2013 12/2016
Cantor Fitzgerald & Co. Irvine CA 01/2017 11/2018
Cantor Fitzgerald & Co. Scottsdale AZ 11/2018 03/2020
Cantor Fitzgerald & Co. Chandler AZ 03/2020 05/2024
Cantor Fitzgerald Investment Advisors Irvine CA 08/2018 11/2018
Cantor Fitzgerald Investment Advisors Scottsdale AZ 11/2018 03/2020
Cantor Fitzgerald Investment Advisors Chandler AZ 03/2020 05/2024
Cantor Fitzgerald & Co. San Diego CA 05/2024 Present
Cantor Fitzgerald Investment Advisors San Diego CA 05/2024 Present
Previous Registrations
Other Businesses

1. RENTAL/INVESTMENT PROPERTY; INVESTMENT RELATED; 25213 OAK CANYON LANE, LAKE FOREST, CA; START DATE:01/01/2019; RENTAL/INVESTMENT PROPERTY IN LAKE FOREST, CA. WE RECEIVE MONTHLY RENT; ACTIVE ROLE AS CO-OWNER; PROPERTY MANAGEMENT, COLLECTING RENT, AND PAYING THE MORTGAGE; 1 HOUR A MONTH DEVOTED TO BUSINESS; 0 HOURS DURING TRADING HOURS. 2. STEVE & CHERYL POINTER; NOT INVESTMENT RELATED; START DATE: 06/22/2023; RENTAL PROPERTY; OWNER & LANDLORD OF THE RENTAL PROPERTY: 822 N NAPLES DR., CHANDLER, AZ 85226; OWNER, MANAGER, AND LANDLORD OF THE RENTAL PROPERTY; 1-3 HOURS DEVOTED PER MONTH; 0 HOURS DEVOTED DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-30
S63 Uniform Securities Agent State Law Examination 2014-12-04
  • S65 Uniform Investment Adviser Law Examination
    2015-10-30
  • S63 Uniform Securities Agent State Law Examination
    2014-12-04
Other Names
  • Kurt Pointer
  • Steve Pointer
  • Steven K Pointer

View on SEC IAPD

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