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Philip Mccartney Nolan

Neuberger Berman Bd LLC

New York, NY

Rye, NY

CRD 5567778

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
NJ RA APPROVED 2011-05-13
  • NY RA
    APPROVED
    Since 2021-03-25
  • NJ RA
    APPROVED
    Since 2011-05-13

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Rye, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 03/2011 Present
  • 03/2011 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-12
S63 Uniform Securities Agent State Law Examination 2008-12-15
  • S65 Uniform Investment Adviser Law Examination
    2011-05-12
  • S63 Uniform Securities Agent State Law Examination
    2008-12-15

View on SEC IAPD

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