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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-29 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 05/2025 | Present |
| Bank Of America, N.A. | Carson | CA | 11/2011 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carson | CA | 09/2011 | 05/2025 |
DAR-ES-LA BOTIQUE; NOT INV RELATED; ROLLING HILLS ESTATES, CA; 100% OWNERSHIP; 05/2024; 1 HOURS PER MONTH; 0 DURING TRADING; SUPPLY CLOTHING AND ACCESSORIES TO FAMILY AND FRIENDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-18 |
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