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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-15 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
82 S Lake Ave, Pasadena, CA 91101 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
KATCAR ENTERPRISES LLC, INV RELATED, CATHEDRAL CITY, CA, 100% OWNERSHIP, START 3/30/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, OWNER. MANAGE RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-17 |
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