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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Lake Barrington | IL | 06/2002 | Present |
| Pruco Securities,Llc | Lake Barrington | IL | 06/2002 | 11/2024 |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-08 |
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