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6540 Sw 10Th Avenue, Topeka, KS 66615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-06-23 |
| TX | RA | APPROVED_RES | 2012-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Advisors, Llc | Topeka | KS | 12/2000 | Present |
| Schwart & Letch Financial Services, Inc. | Topeka | KS | 09/1999 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2003 | 12/2018 |
1)SCHWART FINANCIAL SERVICES DEFINED BENEFIT PLAN. TOPEKA, KS. STARTED 12/2013 AS TRUSTEE. TRUSTEE OF OUR OWN COMPANY-SPONSORED DEFINED BENEFIT PLAN WHO MANAGES PAPERWORK OF THE PLAN. SPENDS 1 HR/MO AND 1 HR/MO DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-15 |
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