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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-26 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 02/2007 | 01/2021 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 01/2021 |
| Commonwealth Financial Network | San | MA | 01/2021 | Present |
| Girard Securities, Inc. | San Diego | CA | 10/2015 | 11/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 06/2016 | 11/2016 |
| Cetera Advisors Llc | Denver | CO | 05/2016 | 01/2021 |
| Cetera Advisors Networks Llc | El Segundo | CA | 05/2016 | 01/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2016 | 01/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2016 | 01/2021 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 06/2017 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-20 |
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