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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-26
  • CA RA
    APPROVED
    Since 2021-01-26

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc San Diego CA 02/2007 01/2021
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 01/2021
Commonwealth Financial Network San MA 01/2021 Present
Girard Securities, Inc. San Diego CA 10/2015 11/2017
Vsr Financial Services, Inc. Overland Park KS 06/2016 11/2016
Cetera Advisors Llc Denver CO 05/2016 01/2021
Cetera Advisors Networks Llc El Segundo CA 05/2016 01/2021
Cetera Financial Specialists Llc Schaumburg IL 05/2016 01/2021
Cetera Investment Services Llc Saint Cloud MN 05/2016 01/2021
Summit Brokerage Services, Inc. Boca Raton FL 06/2017 12/2019
  • 02/2007 → 01/2021
    First Allied Securities, Inc
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 01/2021
    Schaumburg, IL
  • 01/2021 → Present
    San, MA
  • 10/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 06/2016 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 05/2016 → 01/2021
    Cetera Advisors Llc
    Denver, CO
  • 05/2016 → 01/2021
    Cetera Advisors Networks Llc
    El Segundo, CA
  • 05/2016 → 01/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2016 → 01/2021
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2017 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
Previous Registrations
  • 2020-11-12 → 2021-01-22
    San Diego, CA
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 2007-03-05 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
  • 2003-08-29 → 2007-02-16
    Cuso Financial Services, L.P.
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2007-01-03 → 2007-02-16
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 2003-01-02 → 2003-09-08
    Sentra Securities Corporation
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-09
S63 Uniform Securities Agent State Law Examination 2001-07-20
  • S65 Uniform Investment Adviser Law Examination
    2002-08-09
  • S63 Uniform Securities Agent State Law Examination
    2001-07-20
Other Names
  • Mary Casillano Budiongan

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