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6187 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | San Diego | CA | 07/2006 | 08/2016 |
| E*Trade Capital Management Llc | San Diego | CA | 09/2006 | 08/2016 |
| Bank Of America, N.A. | San Diego | CA | 10/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 10/2016 | 05/2017 |
| Unemployed | San Diego | CA | 08/2016 | 10/2016 |
| Morgan Stanley | La Jolla | CA | 01/2022 | 03/2024 |
| Morgan Stanley | La Jolla | CA | 09/2023 | 03/2024 |
| Genter Capital Management | San Diego | CA | 03/2024 | 08/2024 |
| Imst Distributors, Llc | San Deigo | CA | 04/2024 | 08/2024 |
| Planmember Securities Corporation | Carpinteria | CA | 08/2024 | Present |
| E*Trade Securities Llc | La Jolla | CA | 05/2017 | 03/2024 |
| E*Trade Capital Management Llc | La Jolla | CA | 05/2017 | 03/2024 |
| Morgan Stanley | La Jolla | CA | 09/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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