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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-18 |
| CA | RA | APPROVED | 2018-07-27 |
Branch Locations
205 E El Segundo Blvd, El Segundo, CA 90245 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 06/2009 | 07/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2018 |
| Ameriprise Financial Services, Llc | Palos Verdes Estates | CA | 03/2020 | Present |
| Ameriprise Financial Services Inc | Palos Verdes | CA | 07/2018 | 03/2020 |
Independent Insurance Brokering; Prudential; 08/28/2018; Fixed Annuity / Jackson; 08/01/2018; / TransAmerica; 10/01/2018; / AXA; 10/01/2018; / Lincoln; 07/30/2018; / Allstate; 10/01/2018; / Nationwide; 10/01/2018; / VOYA; 12/10/2018; / Hartford; 07/24/2018; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
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