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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-04 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
8750 Highway 6 S, Houston, TX 77083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Katy | TX | 08/2014 | 02/2019 |
| Jpmorgan Chase Bank | Katy | TX | 08/2014 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 05/2019 | Present |
| Wells Fargo Bank, Na | Houston | TX | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-15 |
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