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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2022-05-24

Branch Locations

1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saks, Inc Houston TX 11/2011 Present
Frost Brokerage Services Inc Bellaire TX 05/2014 Present
Frost National Bank Houston TX 03/2017 Present
Frost Investment Services Houston TX 01/2017 Present
  • 11/2011 → Present
    Saks, Inc
    Houston, TX
  • 05/2014 → Present
    Frost Brokerage Services Inc
    Bellaire, TX
  • 03/2017 → Present
    Frost National Bank
    Houston, TX
  • 01/2017 → Present
    Houston, TX
Previous Registrations
  • 2017-03-01 → 2018-04-23
    Houston, TX
  • 2009-05-29 → 2012-08-21
    Brokersxpress Llc
    Houston, TX
    Chicago, IL
  • 2006-09-22 → 2008-06-19
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Kimberly Nicole Benford

View on SEC IAPD

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