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Current Employers
Wasatch Advisors Lp

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2005-07-22
  • UT RA
    APPROVED
    Since 2005-07-22

Branch Locations

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasatch Advisors, Lp. Salt Lake City UT 02/2005 Present
Alps Distributors, Inc. Denver CO 02/2005 Present
  • 02/2005 → Present
    Salt Lake City, UT
  • 02/2005 → Present
    Alps Distributors, Inc.
    Denver, CO
Other Businesses

WASATCH ADVISORS LP, INVESTMENT RELATED, 505 WAKARA WAY 3RD FLOOR SALT LAKE CITY UT 84108, INVESTMENT ADVISOR, REGIONAL VICE PRESIDENT, 02/2005, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-21
S63 Uniform Securities Agent State Law Examination 2002-07-02
  • S65 Uniform Investment Adviser Law Examination
    2005-07-21
  • S63 Uniform Securities Agent State Law Examination
    2002-07-02

View on SEC IAPD

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