Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-17
CT RA APPROVED 2025-07-10
NH RA APPROVED 2025-07-10
  • MA RA
    APPROVED
    Since 2025-07-17
  • CT RA
    APPROVED
    Since 2025-07-10
  • NH RA
    APPROVED
    Since 2025-07-10

Branch Locations

265 Main Street, Wethersfield, CT 06109 • United States

1 Monarch Pl Ste 810 Suite 810, Springfield, MA 01144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Springfield MA 08/2010 05/2016
Brp/Grenier Financial Services Springfield MA 07/2010 02/2021
Cadaret, Grant & Co., Inc. Springfield MA 03/2018 07/2025
First Data Corp Atlanta GA 11/2015 02/2017
Connection Inc. Merrimack NH 05/2016 03/2018
Lpl Financial Llc Springfield MA 07/2025 Present
  • 08/2010 → 05/2016
    Cadaret, Grant & Co., Inc.
    Springfield, MA
  • 07/2010 → 02/2021
    Brp/Grenier Financial Services
    Springfield, MA
  • 03/2018 → 07/2025
    Cadaret, Grant & Co., Inc.
    Springfield, MA
  • 11/2015 → 02/2017
    First Data Corp
    Atlanta, GA
  • 05/2016 → 03/2018
    Connection Inc.
    Merrimack, NH
  • 07/2025 → Present
    Springfield, MA
Previous Registrations
  • 2018-07-17 → 2025-07-11
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Springfield, MA
    Wethersfield, CT
  • 2010-08-17 → 2016-05-05
    Cadaret, Grant & Co., Inc.
    Springfield, MA
  • 2008-01-01 → 2009-05-21
    Concord, NH
  • 2006-07-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Concord, NH
    St. Louis, MO
  • 2004-08-12 → 2006-03-14
    Ifmg Securities, Inc.
    Haverhill, MA
  • 2000-01-01 → 2003-11-17
    Bedford, NH
Other Businesses

1. 07/2025 - Grenier Financial Advisors - DBA for LPL Business (entity for LPL business) - Springfield, MA - INV REL - Start Date 11/10/2010 - 160hrs/mth | 160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-04
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S65 Uniform Investment Adviser Law Examination
    2013-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Other Names
  • Michael D Simpson
  • Michael David Simpson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wethersfield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor