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Current Employers
Hammond Iles Wealth Advisors

100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-01-21
TX RA APPROVED_RES 2020-04-28
CT RA APPROVED 2005-07-19
  • VT RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED_RES
    Since 2020-04-28
  • CT RA
    APPROVED
    Since 2005-07-19

Branch Locations

100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States

128 Lakeside Avenue Suite 103, Burlington, VT 05401 • United States

652 Boston Post Road Suite 3, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial Group, Llc Wethersfield CT 01/2005 Present
Ceros Financial Services, Inc. Wethersfield CT 03/2016 03/2022
Purshe Kaplan Sterling Investments Albany NY 04/2022 Present
  • 01/2005 → Present
    Kelly Financial Group, Llc
    Wethersfield, CT
  • 03/2016 → 03/2022
    Ceros Financial Services, Inc.
    Wethersfield, CT
  • 04/2022 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2005-01-06 → 2005-09-07
    Kelly Financial Group
    Wethersfield, CT
Other Businesses

1) KELLY FINANCIAL GROUP, LLC D/B/A HAMMOND ILES WEALTH ADVISORS - 100 GREAT MEADOW ROAD SUITE 701, WETHERSFIELD, CT 06109 - LLC - RIA - 1/1/2005 - 40% OF TIME - 120 HR/MO/TRD HRS - REVIEW AND ADVISE CLIENTS ON THE ALLOCATION OF THEIR PORTFOLIOS. - INVESTMENT RELATED 2) 1. Fixed Insurance 2. Investment related 3. 100 Great Meadow Rd., St. 701, Wethersfield, CT 06109 4. Fixed / Traditional Insurance 5. Agent 6. 03/2014 7. 3 hrs /mo 8. 3 hrs during trading 9. SAles of Fixed / Traditional Insurance Products 3) 1. The Pinnacle Group 2. Investment related 3. 7791 Belfort Parkway, Jacksonville FL 32256 4. Fixed / Traditional Insurance 5. Agent 6. 03/2014 7. 3 hrs/mo 8. 3 hrs during trading 9. Sales of fixed / tradional insurance products 4) 1. Financial Freedom Centers, LLC 2. Not investment related 3. 100 Great Meadow Rd., Suite 701, Wethersfielt, CT 06109 4. Partnership to own and lease commercial real estate 5. Founder/Member 6. 07/13/2021 7. 1 hrs/mo 8. 1 hr during trading 9. Financial Freedom Centers, LLC was formed to own and lease commercial real estate. As a member I am responsible for the rental and maintenance of the real estate owned. Partnership income may be earned if the lease income exceeds the expenses of the property owned.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-28
S63 Uniform Securities Agent State Law Examination 1999-02-09
  • S65 Uniform Investment Adviser Law Examination
    2004-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-02-09

View on SEC IAPD

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