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100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-09-23 |
| TX | RA | APPROVED_RES | 2005-07-20 |
| CT | RA | APPROVED | 2005-07-19 |
Branch Locations
100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States
652 Boston Post Road Suite 3, Guilford, CT 06437 • United States
11710 Plaza America Drive Suite 2000, Reston, VA 20190 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kelly Financial Group, Llc Dba Hammond Iles Wealth Advisors | Wethersfield | CT | 02/2000 | Present |
| Ceros Financial Services, Inc. | Rockville | MD | 03/2016 | 03/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2022 | Present |
1) KELLY FINANCIAL GROUP, LLC D/B/A HAMMOND ILES WEALTH ADVISORS - 100 GREAT MEADOW ROAD, SUITE 701, WETHERSFIELD, CT 06109, INVESTMENT REL - CEO/CIO - RIA - 11/19/2000 - 120 HR/MO/TRD HRS - Provide advice to clients. 2) THE CONNECTICUT FORUM - 750 MAIN STREET, HARTFORD, CT 06103 - 501(C)(3) ORGANIZATION - ADVISORY BOARD - NOT INVESTMENT REL - 5/1/2010 - 1 HR/MO/TRD HRS - The Connecticut Forum periodically moderates meetings with the Advisory Board to discuss potential future Forum topics and panelists, possible Forum questions for panelists, and reviews and feedback after Forums are held. 3) CONNECTICUT COMMUNITY CARE, INC. - 43 ENTERPRISE DRIVE, BRISTOL, CT 06010-7472 NOT INVESTMENT REL - NON-PROFIT - SERVE A 3 YEAR TERM AS A CCCI CORPORATOR - 7/1/2010 - 1 HR/MO - 0 HR/MO/TRD HRS - CCCI is a care management service for the elderly and disabled in Connecticut. Corporators are community members that serve as a resource to CCCI and its Board. 4) R. GREGORY HAMMOND - NOT INVESTMENT - OWNER - AUTHOR/SPEAKER/CONSULTANT ON INDIVIDUAL BASIS 2/1/2012 - 3 HRS/MO, O HR/MO/TRD HRS - I inspire and empower people and organizations to create more meaningful legacies and greater impact. My services include writing, public speaking, professional training and strategic planning for individuals, families, financial professionals, industry associations, and nonprofit organizations. 5) Fixed Insurance/The Pinnacle Group - NOT INVESTMENT - 04/2004 - AGENT - Fixed / Traditional Insurance - Sales of Fixed / Traditional insurance products - 3 HRS/MO DURING TRADING HOURS. Provide advice to clients. 6) CONNECTICUT CHILDREN'S MEDICAL CENTER FOUNDATION - NON-PROFIT - NOT INVESTMENT - 282 Washington Street, Hartford, CT 06106 -STEERING COMMITTEE MEMBER - 2/5/21 - 1 HR/MO, 1 HR/MO DURING TRADING HOURS - As a member of the Steering Committee I participate in meetings to discuss future group events, recruiting and fund-raising to grow Connecticut Children's Connection, and in the annual evaluation and selection process to award the funds raised to a research 7) Financial Freedom Centers, LLC - not investment related - 100 Great Meadow Road, Suite 701, Wethersfield, CT 06109 - Partnership to own and lease commercial real estate - Founder/Managing Member - 07/13/2021 - 1 per mo/trading - Financial Freedom Centers, LLC was formed to own and lease commercial real estate. As a member I am responsible for the rental and maintenance of the real estate owned. Partnership income may be earned if the lease income exceeds the expenses of the property owned. 8) Westminster Presbyterian Church. Non-investment related. 2080 BLVD, West Hartford, CT. Board President. 11/2021. NONPROFIT. 4. 0 during securities trading hours. To lead and support the Church's ministries. 9) Blood Cancer United. Not Investment Related. 3 International Drive Rye Brook, NY 10573. Non-Profit Organization. Member. Start Date: 10/16/2024. 2 hrs/ month; 1 hr/ month during trading hours. The Leadership Team members are responsible for nominating and recruiting candidates for the 2025 Visionaries of the year campaign and then supporting and inspiring the candidates during the 2025 campaign. 10) Leadership Greater Hartford. Not Investment Related. 1049 Asylum Avenue Hartford, CT 06105. Not for Profit Organization. Treasurer, Board of Directors. Start Date: 12/01/2024. 1 hr/ month; all during trading hours. Support and be a champion for the Organizations mission, purposes, goals, policies, and programs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-17 |
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