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Current Employers
Hammond Iles Wealth Advisors

100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-09-23
TX RA APPROVED_RES 2005-07-20
CT RA APPROVED 2005-07-19
  • VA RA
    APPROVED
    Since 2022-09-23
  • TX RA
    APPROVED_RES
    Since 2005-07-20
  • CT RA
    APPROVED
    Since 2005-07-19

Branch Locations

100 Great Meadow Road Suite 701, Wethersfield, CT 06109 • United States

652 Boston Post Road Suite 3, Guilford, CT 06437 • United States

11710 Plaza America Drive Suite 2000, Reston, VA 20190 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial Group, Llc Dba Hammond Iles Wealth Advisors Wethersfield CT 02/2000 Present
Ceros Financial Services, Inc. Rockville MD 03/2016 03/2022
Purshe Kaplan Sterling Investments Albany NY 04/2022 Present
  • 02/2000 → Present
    Kelly Financial Group, Llc Dba Hammond Iles Wealth Advisors
    Wethersfield, CT
  • 03/2016 → 03/2022
    Ceros Financial Services, Inc.
    Rockville, MD
  • 04/2022 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2000-02-28 → 2005-09-07
    Kelly Financial Group
    Wethersfield, CT
Other Businesses

1) KELLY FINANCIAL GROUP, LLC D/B/A HAMMOND ILES WEALTH ADVISORS - 100 GREAT MEADOW ROAD, SUITE 701, WETHERSFIELD, CT 06109, INVESTMENT REL - CEO/CIO - RIA - 11/19/2000 - 120 HR/MO/TRD HRS - Provide advice to clients. 2) THE CONNECTICUT FORUM - 750 MAIN STREET, HARTFORD, CT 06103 - 501(C)(3) ORGANIZATION - ADVISORY BOARD - NOT INVESTMENT REL - 5/1/2010 - 1 HR/MO/TRD HRS - The Connecticut Forum periodically moderates meetings with the Advisory Board to discuss potential future Forum topics and panelists, possible Forum questions for panelists, and reviews and feedback after Forums are held. 3) CONNECTICUT COMMUNITY CARE, INC. - 43 ENTERPRISE DRIVE, BRISTOL, CT 06010-7472 NOT INVESTMENT REL - NON-PROFIT - SERVE A 3 YEAR TERM AS A CCCI CORPORATOR - 7/1/2010 - 1 HR/MO - 0 HR/MO/TRD HRS - CCCI is a care management service for the elderly and disabled in Connecticut. Corporators are community members that serve as a resource to CCCI and its Board. 4) R. GREGORY HAMMOND - NOT INVESTMENT - OWNER - AUTHOR/SPEAKER/CONSULTANT ON INDIVIDUAL BASIS 2/1/2012 - 3 HRS/MO, O HR/MO/TRD HRS - I inspire and empower people and organizations to create more meaningful legacies and greater impact. My services include writing, public speaking, professional training and strategic planning for individuals, families, financial professionals, industry associations, and nonprofit organizations. 5) Fixed Insurance/The Pinnacle Group - NOT INVESTMENT - 04/2004 - AGENT - Fixed / Traditional Insurance - Sales of Fixed / Traditional insurance products - 3 HRS/MO DURING TRADING HOURS. Provide advice to clients. 6) CONNECTICUT CHILDREN'S MEDICAL CENTER FOUNDATION - NON-PROFIT - NOT INVESTMENT - 282 Washington Street, Hartford, CT 06106 -STEERING COMMITTEE MEMBER - 2/5/21 - 1 HR/MO, 1 HR/MO DURING TRADING HOURS - As a member of the Steering Committee I participate in meetings to discuss future group events, recruiting and fund-raising to grow Connecticut Children's Connection, and in the annual evaluation and selection process to award the funds raised to a research 7) Financial Freedom Centers, LLC - not investment related - 100 Great Meadow Road, Suite 701, Wethersfield, CT 06109 - Partnership to own and lease commercial real estate - Founder/Managing Member - 07/13/2021 - 1 per mo/trading - Financial Freedom Centers, LLC was formed to own and lease commercial real estate. As a member I am responsible for the rental and maintenance of the real estate owned. Partnership income may be earned if the lease income exceeds the expenses of the property owned. 8) Westminster Presbyterian Church. Non-investment related. 2080 BLVD, West Hartford, CT. Board President. 11/2021. NONPROFIT. 4. 0 during securities trading hours. To lead and support the Church's ministries. 9) Blood Cancer United. Not Investment Related. 3 International Drive Rye Brook, NY 10573. Non-Profit Organization. Member. Start Date: 10/16/2024. 2 hrs/ month; 1 hr/ month during trading hours. The Leadership Team members are responsible for nominating and recruiting candidates for the 2025 Visionaries of the year campaign and then supporting and inspiring the candidates during the 2025 campaign. 10) Leadership Greater Hartford. Not Investment Related. 1049 Asylum Avenue Hartford, CT 06105. Not for Profit Organization. Treasurer, Board of Directors. Start Date: 12/01/2024. 1 hr/ month; all during trading hours. Support and be a champion for the Organizations mission, purposes, goals, policies, and programs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1999-11-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-11-17
Designations
Other Names
  • R. Gregory Hammond
  • Greg Hammond

View on SEC IAPD

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