Anthony Dwayne Griffin

Employer firm

Symphony Financial, Ltd. Co. CRD 171816

$1.35B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• MULTI FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2017
  Edward Jones
  St Louis, MO
• 07/2017 → Present
  Symphony Financial, Ltd. Co.
  Houston, TX
• 07/2017 → Present
  Lpl Financial, Llc
  Kingwood, TX

Previous Registrations

• 2016-12-02 → 2017-04-12
  Edward Jones
  Kingwood, TX
  Kingwood, TX
  Kingwood, TX
  St Louis, MO

Other Businesses

1. 07/03/2017 - SHANK WEALTH MANAGEMENT LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ KINGWOOD, TX 2) 07/05/2017-Symphony Financial, LTD. CO.-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR- start 06/05/2017-Hours per month 20/ hours during trading 1- Time spent percent 10%-I provide investment advisory services through Symphony Financial, LTD. CO., an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-30

Other Names

• Tony Griffin