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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-03 |
Branch Locations
2627 Chestnut Ridge Rd Suite 110, Kingwood, TX 77339 • United States
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 04/2017 |
| Symphony Financial, Ltd. Co. | Houston | TX | 07/2017 | Present |
| Lpl Financial, Llc | Kingwood | TX | 07/2017 | Present |
1. 07/03/2017 - SHANK WEALTH MANAGEMENT LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ KINGWOOD, TX 2) 07/05/2017-Symphony Financial, LTD. CO.-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR- start 06/05/2017-Hours per month 20/ hours during trading 1- Time spent percent 10%-I provide investment advisory services through Symphony Financial, LTD. CO., an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
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