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2 Spencer Road Suite 102, Boerne, TX 78006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Brookshire | TX | 07/2016 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 10/2016 | 02/2019 |
| Calton & Associates, Inc | Houston | TX | 03/2019 | 01/2021 |
| Westpark Wealth Advisors, Inc. | Houston | TX | 03/2019 | 03/2020 |
| Hill Country Group | Boerne | TX | 03/2020 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 01/2021 | 12/2021 |
| Hill Country Retirement Solutions | Boerne | PA | 03/2020 | Present |
| Resolution Resource Group | Bryan | TX | 03/2022 | Present |
1. MARCH 2019; HILL COUNTRY GROUP, BOERNE, TX; INVESTMENT RELATED; DBA FOR HILL COUNTRY RETIREMENT SOLUTIONS, LLC; OWNER/PARTMENT; INVESTMENT ADVICE AND MANAGEMENT; DEVOTE 40 HRS/MONTH, 25 HRS/MONTH DURING MARKET HOURS. 2. MARCH 2020; HILL COUNTRY RETIREMENT SOLUTIONS, BOERNE, TX; INVESTMENT RELATED; RIA; OWNER/PARTNER; INVESTMENT ADVICE AND MANAGEMENT; DEVOTE 40 HRS/MONTH, 25 HRS/MONTH DURING MARKET HOURS. 3. MARCH 2019; RPB INDEPENDENT INSURANCE, BOERNE, TX; NON INVESTMENT RELATED; HEALTH/LIFE/PTC INSURANCE; OWNER/PARTNER; HELP CLIENTS FIND INSURANCE SOLUTIONS; DEVOTE 2 HRS/MONTH DURING NON MARKET HOURS. 4. MARCH 2019; HILL COUNTRY GROUP, BOERNE, TX; INVESTMENT RELATED; INSURANCE SALES AND SERVICES; OWNER/PARTNER; PROVIDE INSURANCE SOLUTIONS TO CLIENTS; DEVOTE 40 HRS/MONTH, 25 HRS DURING MARKET HOURS. Resolution Resource Group. Confict Management, Non Investment related business,100 N. Parker Ave, Ste. 112, Bryan, TX 77703, Start Date : 04/01/2022, 5 hours/week all non market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-04 |
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