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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2005 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2014 | Present |
| Cetera Advisors Llc | Denver | CO | 06/2014 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2014 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2015 | Present |
| Tower Square Investment Management Llc | El Segundo | CA | 06/2015 | Present |
| Investors Capital Corp. | Lynnfield | MA | 08/2016 | 10/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 08/2016 | 10/2016 |
| Vsr Financial Services, Inc. | Overland Park | KS | 08/2016 | 10/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 08/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-14 |
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