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Timothy Jean Philippi

Rbc Capital Markets, LLC

Stillwater, MN

Lake Elmo, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-18
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2018-10-18
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Lake Elmo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Stillwater MN 09/2005 Present
City National Bank Stillwater MN 10/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-27
S63 Uniform Securities Agent State Law Examination 1992-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-09-27
  • S63 Uniform Securities Agent State Law Examination
    1992-07-30
Other Names
  • Tim Philippi
  • Timothy Philippi

View on SEC IAPD

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