Susan I Mohacey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 12/2017
  Self-Employed
  Chalfont, PA
• 04/2014 → 06/2017
  Newbridge Securities
  Furlong, PA
• 07/2017 → 07/2026
  Morgan Stanley Smith Barney Llc
  Boulder, CO
• 07/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO

Previous Registrations

• 2021-11-15 → 2026-07-08
  Morgan Stanley
  Berwyn, PA
  Boulder, CO

Other Businesses

1. Stone Network Inc.; Not Investment related; Medicine; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 10; Medical Transcriptionist.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-08

Other Names

• Susan I Dipietro