David Patrick Loftus

Current Employers

Employment History

• 09/2013 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 11/2013 → Present
  Dmi Marketing
  Wingham, MA
• 01/1998 → Present
  St Lukes Church Parish
  Barrington, RI
• 01/2006 → Present
  Retirment Workshop
  Barrington, RI
• 01/2021 → Present
  Bellevue Private Wealth, Llc
  Newport, RI
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-23 → 2016-10-03
  Investors Capital Corp.
  Newport, RI
  Lynnfield, MA
  Lynnfield, MA
• 2009-02-27 → 2013-10-17
  Lpl Financial Llc
  Warwick, RI
  Charlotte, NC
  Warwick, RI
• 2005-11-30 → 2009-02-27
  Osaic Fs, Inc.
  Warwick, RI
  Providence, RI
  Providence, RI
• 2000-03-30 → 2004-04-19
  New England Securities
  Providence, RI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, AND ANNUITIES; 2. NAME OF OTHER BUSINESS: DMI MARKETING, INVESTMENT RELATED: YES, ADDRESS: 50 DERBY ST, WINGHAM MA, 02043 NATURE OF BUSINESS: DBA FOR SALE OF INSURANCE & ANNUITIES, START DATE: 11/2013, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: INDEPENDENT BROKER, BRIEF DESCRIPTION OF DUTIES: SALES; 3. NAME OF OTHER BUSINESS: ST LUKES (RC) CHURCH PARISH, INVESTMENT RELATED: NO, ADDRESS: 108 WASHINGTON RD, BARRINGTON, RI 02806 NATURE OF BUSINESS: CHURCH, START DATE: 1998, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: TRUSTEE, BRIEF DESCRIPTION OF DUTIES: OVERSEE GENERAL PARISH OPERATION FINANCE COMMITTEE; 4. NAME OF OTHER BUSINESS: RETIREMENT WORKSHOP, INVESTMENT RELATED: NO, ADDRESS: VARIES NATURE OF BUSINESS: PROVIDE RETIREMENT WORKSHOPS TO PUBLIC EMPLOYEES IN AZ & FL, START DATE: 2006, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: WORKSHOP PROVIDER, BRIEF DESCRIPTION OF DUTIES: INFORMATIONAL WORKSHOPS TO RETIRING PUBLIC EMPLOYEES 5. NAME OF OTHER BUSINESS: BELLEVUE PRIVATE WEALTH, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF TRADING HOURS PER WEEK: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-18
• S63 Uniform Securities Agent State Law Examination
  1992-10-08