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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-03
  • CO RA
    APPROVED
    Since 2024-05-03

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2016 03/2018
Peach Loop Scottsdale AZ 04/2017 03/2018
Northern Trust Securities, Inc. Tempe AZ 03/2018 10/2023
Northern Trust Bank Tempe AZ 03/2018 10/2023
T. Rowe Price Colorado Springs CO 03/2024 Present
Unemployed Scottsdale AZ 10/2023 03/2024
  • 08/2016 → 03/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2017 → 03/2018
    Peach Loop
    Scottsdale, AZ
  • 03/2018 → 10/2023
    Northern Trust Securities, Inc.
    Tempe, AZ
  • 03/2018 → 10/2023
    Northern Trust Bank
    Tempe, AZ
  • 03/2024 → Present
    T. Rowe Price
    Colorado Springs, CO
  • 10/2023 → 03/2024
    Unemployed
    Scottsdale, AZ
Previous Registrations
Other Businesses

Self-Employed - Unincorporated Business; 9/30/24; Non-Investment Related; Automotive locksmith; Assist people with unlocking their vehicle when they are locked out; 10 hours per month; 1 hour during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-05
S63 Uniform Securities Agent State Law Examination 2016-09-13
  • S65 Uniform Investment Adviser Law Examination
    2018-11-05
  • S63 Uniform Securities Agent State Law Examination
    2016-09-13
Other Names
  • Matt Robert Gawlowski
  • Matthew Gawlowski
  • Matthew Robert Gawlowski

View on SEC IAPD

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