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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
TX RA APPROVED 2020-04-29
  • NY RA
    APPROVED
    Since 2021-05-13
  • TX RA
    APPROVED
    Since 2020-04-29

Branch Locations

6225 Sheridan Drive Suite 212, Williamsville, NY 14221 • United States

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regional Mgr. Director Niagara Falls NY 01/2006 Present
Voya Financial Advisors Williamsville NY 09/2014 Present
  • 01/2006 → Present
    Regional Mgr. Director
    Niagara Falls, NY
  • 09/2014 → Present
    Voya Financial Advisors
    Williamsville, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 762 PLETCHER RD; LEWISTON; NY; 14092; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 3/17/2015; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CustodeMusic; No; 762 Pletcher Road; Lewiston; NY; 14092; Music business agent; owner; 7/23/2012; 40; 40; handle business related matters for artist under contract and/or overseeing recording, production, distribution, promotion and publishing of music works|NAME OF ENTITY:LEWIS CUSTODE-BROADCASTER; No; 762 Pletcher Rd.; Lewiston; NY; 14092; INDEPENDENT RADIO BROADCASTING; OWNER/BROADCAST; 5/15/2013; 6; 0; HOST AND BROADCAST RADIO PROGRAM.|NAME OF ENTITY:PROFESSIONAL MUSICIAN; No; 762 Pletcher Road; Lewiston; NY; 14092; MUSICIAN; SOLE PROPRIETOR; 1/1/1984; 40; 4; PROFESSIONAL MUSICIAN PERFORMANCE|NAME OF ENTITY:VRIAC; No; One Orange Way; Windsor; CT; 06095; Sale and Service of Voya HRA product. Health Reimbursement Arrangement (â??HRAâ?) â??accident or health planâ? (â??Planâ?), reimburses qualified medical expenses, unused may carry over. Not a Security Offering.; N/A; 9/30/2022; 10; 10; Sale and Service of Voya HRA product.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1991-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1991-04-29
Designations

View on SEC IAPD

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