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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-24 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Spring, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Houston | TX | 03/2008 | Present |
| City National Bank | Houston | TX | 09/2019 | Present |
NAME OF ENTITY: Cypresswood Glen HOA ADDRESS: 20002 Cypresswood Glen Drive Spring TX 77388 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: subdivision homeowners association CAPACITY: Board of Directors START DATE: 7/1/2021 DUTIES: I will vote on any proposals and or expenses before the board HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-26 |
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