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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| NJ | RA | APPROVED | 2011-12-06 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Westfield | NJ | 12/2011 | Present |
SPRINGFIELD ATHLETIC TURF FOUNDATION / 7 WOODSIDE ROAD SPRINGFIELD NJ 07081 / RAISE FUNDS FOR NEW TURF FIELD /TREASURER / DEPSOIT FUNDS AND WRITE CHECKS / START DATE 07/19/2010. 2)Springfield Township / Springfield United States,New Jersey / Yes/ Jerry Fernadez - Mayor Discuss Land Use Ordinaces / No / Other / Board memeber Alternate / Discuss Land oridinances / Start Date 5/6/16-12/31/17 Appointed No / No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-01 |
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