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17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-07-10 |
Branch Locations
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brookfield | WI | 10/2014 | 03/2018 |
| Bank Mutual | Brookfield | WI | 10/2014 | 02/2018 |
| H Beck, Inc | Bethesda | MD | 06/2018 | 12/2018 |
| Annex Wealth Management, Llc | Elm Grove | WI | 05/2018 | Present |
ANNEX INSURANCE SERVICES POSITION: Dir. of Operations NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/29/2018 ADDRESS: 12700 W. Bluemound Rd., Elm Grove WI 53222, United States DESCRIPTION: Support firm's growth initiatives. This is not field facing or client facing. Referee Investment Related: NO Number of Hours: 3 per month Securities Trading Hours: 0 Location: Throughout SE Wisconsin Member of Catholic Memorial High School Investment Committee: This is a non compensated position. Approximately 1 hour per month; as part of a committee, located in Waukesha, WI UW Whitewater College Member of the Advisory Team, Not investment related, This is a non compensated position. Approximately 1 hour per month; as part of a committee, located in Whitewater, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-20 |
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