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Christopher W Farrell

Charles Schwab & Co., Inc.

Marlton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
NJ RA APPROVED 2011-09-28
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • NJ RA
    APPROVED
    Since 2011-09-28

Branch Locations

300 Route 73 Suite D, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Marlton NJ 09/2011 Present
Charles Schwab Bank Marlton NJ 09/2011 Present
Previous Registrations
  • 2011-06-02 → 2011-09-06
    Cetera Investment Services Llc
    Malvern, PA
    Mullica Hill, NJ
  • 2011-03-02 → 2011-05-04
    Invest Financial Corporation
    Philadelphia, PA
    Chesterfield, NJ
    Burlington, NJ
    Burlington, NJ
    Bordentown, NJ
    Brown Mills, NJ
Other Businesses

1) Rental property | Investment Related:No|38 Chase Farm Road |Newcastle|ME|04553|US|Real Estate (Non-Agent/Broker)|Owner|12/1/2023|Less than 20|0|manage rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-01
S63 Uniform Securities Agent State Law Examination 1994-06-21
  • S65 Uniform Investment Adviser Law Examination
    2011-03-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-21
Other Names
  • Christopher William Farrell
  • Chris Farrell
  • Christopher W Farrell
  • Christopher William Farrell

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ
OSAIC WEALTH, INC. · MARLTON, NJ

More in Marlton, NJ

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