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Mark Stephen Marrone

First Citizens Investor Services, Inc.

Raleigh, NC

First Citizens Asset Management, Inc

Raleigh, NC

Svb Wealth

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
  • NC RA
    APPROVED
    Since 2026-02-03

Branch Locations

4300 Six Forks Road, Raleigh, NC 27609 • United States

First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
  • NC RA
    APPROVED
    Since 2026-02-03

Branch Locations

4300 Six Forks Rd, Raleigh, NC 27609 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
  • NC RA
    APPROVED
    Since 2026-02-03

Branch Locations

4300 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Lights Distributors, Llc Omaha NE 09/2004 06/2016
Northern Lights Compliance Services, Llc Hauppauge NY 07/2009 06/2016
Bokf, Na Tulsa OK 06/2016 07/2025
Cavanal Hill Distributors Tulsa OK 04/2017 07/2025
First Citizens Investor Services Raleigh NC 07/2025 Present
First Citizens Bank Raleigh NC 06/2025 Present
Svb Wealth Boston MA 10/2025 Present
First Citizens Asset Management Raleigh NC 10/2025 Present
  • 09/2004 → 06/2016
    Northern Lights Distributors, Llc
    Omaha, NE
  • 07/2009 → 06/2016
    Northern Lights Compliance Services, Llc
    Hauppauge, NY
  • 06/2016 → 07/2025
    Bokf, Na
    Tulsa, OK
  • 04/2017 → 07/2025
    Cavanal Hill Distributors
    Tulsa, OK
  • 07/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2025 → Present
    First Citizens Bank
    Raleigh, NC
  • 10/2025 → Present
    Svb Wealth
    Boston, MA
  • 10/2025 → Present
    First Citizens Asset Management
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-03
S63 Uniform Securities Agent State Law Examination 1990-03-26
  • S65 Uniform Investment Adviser Law Examination
    2026-02-03
  • S63 Uniform Securities Agent State Law Examination
    1990-03-26

View on SEC IAPD

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William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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