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Smbc Asset Management, Inc. CRD 109691
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
277 Park Avenue, 5Th Floor, New York, NY 10172 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-14 |
Branch Locations
277 Park Avenue, 5Th Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Ds Asset Management (Usa) Inc. | New York | NY | 08/2019 | 09/2024 |
| Sumitomo Mitsui Ds Asset Management Company, Limited | Minato-Ku, Tokyo | 11/2009 | 01/2018 | |
| Sumitomo Mitsui Asset Management (New York) Inc. | New York | NY | 02/2018 | 07/2019 |
| Sumitomo Mitsui Ds Asset Management (Usa) Inc. | New York | NY | 10/2024 | 03/2025 |
| Sumitomo Mitsui Ds Asset Management (Usa) Inc. | New York | NY | 04/2025 | 05/2025 |
| Smbc Asset Management, Inc. | New York | NY | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-16 |
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