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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-14 |
Branch Locations
One Easton Oval Suite 550, Columbus, OH 43219 • United States
9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Louisville | KY | 06/2019 | 01/2022 |
| New York Life Insurance | Louisville | KY | 04/2019 | 01/2022 |
| Midwest Uplink | Indianapolis | IN | 02/2014 | 04/2019 |
| Northeastern University | Boston | MA | 02/2014 | 04/2017 |
| Prudential Insurance Company Of America | Louisville | KY | 01/2022 | Present |
| Pruco Securities, Llc. | Louisville | KY | 01/2022 | 11/2024 |
| Lpl Enterprise, Llc | Louisville | KY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-23 |
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