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Mallory Lynn Schmidt

Wells Fargo Clearing Services, LLC

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-16
  • TX RA
    APPROVED_RES
    Since 2024-01-16

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 01/2019 08/2021
Boomerjacks Bedford TX 05/2018 07/2018
Hr Mansfield Mansfield TX 05/2018 08/2018
Zinburger Tucson AZ 05/2017 03/2018
School Grapevine TX 09/2014 05/2017
School Grapevine TX 03/2018 05/2018
School Grapevine TX 08/2018 12/2018
Thompson Wealth Management Scottsdale AZ 08/2023 12/2023
Harbour Investments, Inc Madison WI 08/2023 12/2023
Edelman Financial Engines Chandler AZ 08/2021 08/2023
Wells Fargo Clearing Services, Llc Cherry Creek CO 12/2023 Present
  • 01/2019 → 08/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 05/2018 → 07/2018
    Boomerjacks
    Bedford, TX
  • 05/2018 → 08/2018
    Hr Mansfield
    Mansfield, TX
  • 05/2017 → 03/2018
    Zinburger
    Tucson, AZ
  • 09/2014 → 05/2017
    School
    Grapevine, TX
  • 03/2018 → 05/2018
    School
    Grapevine, TX
  • 08/2018 → 12/2018
    School
    Grapevine, TX
  • 08/2023 → 12/2023
    Thompson Wealth Management
    Scottsdale, AZ
  • 08/2023 → 12/2023
    Harbour Investments, Inc
    Madison, WI
  • 08/2021 → 08/2023
    Edelman Financial Engines
    Chandler, AZ
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    Cherry Creek, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2019-03-01
Other Names
  • Mallory L Schmidt
  • Mallory Lynn Schmidt
  • Mallory Schmidt

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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