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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| FL | RA | APPROVED | 2022-09-28 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
1450 Brickell Ave Floor 16, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Miami | FL | 09/2020 | Present |
| Jpmorgan Securities Llc | Miami | FL | 06/2021 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 08/2017 | 08/2020 |
| Aecom | New York | NY | 07/2016 | 08/2017 |
| Bernsohn And Fetner | New York | NY | 01/2016 | 06/2016 |
| Yianico Llc | Palmetto Bay | FL | 12/2025 | Present |
Entity Name: YIANICO LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/12/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Completely unrelated to my role in the firm and is not connected to JPMorganChase. The company was set up as a real estate holding company to purchase real estate with my wife. Member of family business (Waterbrook Builders - Fort Lauderdale, FL) the name of the other business; Waterbrook Builders whether the business is investment-related; No the address of the other business; 3600 North Ocean Blvd. Fort Lauderdale, FL the nature of the other business; Construction Project Management / Contractor your position; Member title, or relationship with the other business; Member (non day to day) the start date of your relationship; May 2009 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Family owned business where my father, mother, and brother work
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-31 |
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