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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED | 2024-01-23 |
Branch Locations
1301 Canyon Blvd Suite 220, Boulder, CO 80302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employment | Superior | CO | 10/2017 | 09/2018 |
| Unemployment | Superior | CO | 05/2017 | 09/2017 |
| Cablelabs | Louisville | CO | 06/2007 | 04/2017 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 10/2018 | 01/2024 |
| Robert W. Baird & Co. | Boulder | CO | 01/2024 | Present |
Name/Address: Rental Property / Westminster, CO 80021 Start Date: 1/22/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Management Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-18 |
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