Wei Mok

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-08-02

NY RA
APPROVED

Since 2024-08-02

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	New York	NY	05/2018	Present
Bloomberg L.P.	New York	NY	10/2016	04/2018
J.P. Morgan Chse & Co.	New York	NY	12/2012	10/2016

05/2018 → Present

Oppenheimer & Co. Inc.

New York, NY
10/2016 → 04/2018

Bloomberg L.P.

New York, NY
12/2012 → 10/2016

J.P. Morgan Chse & Co.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-08-24

S63 Uniform Securities Agent State Law Examination

2018-08-24

Designations

View on SEC IAPD

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