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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-16
IL RA APPROVED 2019-07-11
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • IL RA
    APPROVED
    Since 2019-07-11

Branch Locations

89 Lincolnwood Rd Ste 103, Highland Park, IL 60035-5229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Highland Park IL 04/2018 03/2020
Mia Bella Llc Highland Park IL 01/2015 02/2018
Self-Employed Highland Park IL 04/2013 04/2018
Ameriprise Financial Services, Llc Highland Park IL 03/2020 Present
  • 04/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Highland Park, IL
  • 01/2015 → 02/2018
    Mia Bella Llc
    Highland Park, IL
  • 04/2013 → 04/2018
    Self-Employed
    Highland Park, IL
  • 03/2020 → Present
    Highland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2018-06-07

View on SEC IAPD

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