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Nicholas Wakefield

First Command Advisory Services

San Diego, CA

Fort Worth, TX

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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
CA RA APPROVED 2024-11-23
  • TX RA
    APPROVED
    Since 2026-03-04
  • CA RA
    APPROVED
    Since 2024-11-23

Branch Locations

2650 Camino Del Rio North Suite 210, San Diego, CA 92108 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 08/2024 11/2024
United States Navy Washington Dc DC 07/2019 05/2024
Unemployed San Diego CA 06/2024 08/2024
Ball State University Muncie IN 08/2015 07/2019
First Command Advisory Services , Inc. Fort Worth TX 11/2024 Present
First Command Insurance Services , Inc Fort Worth TX 11/2024 Present
First Command Brokerage Services, Inc. Fort Worth TX 11/2024 Present
  • 08/2024 → 11/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 07/2019 → 05/2024
    United States Navy
    Washington Dc, DC
  • 06/2024 → 08/2024
    Unemployed
    San Diego, CA
  • 08/2015 → 07/2019
    Ball State University
    Muncie, IN
  • 11/2024 → Present
    First Command Advisory Services , Inc.
    Fort Worth, TX
  • 11/2024 → Present
    First Command Insurance Services , Inc
    Fort Worth, TX
  • 11/2024 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-30
S63 Uniform Securities Agent State Law Examination 2024-09-20
  • S65 Uniform Investment Adviser Law Examination
    2024-10-30
  • S63 Uniform Securities Agent State Law Examination
    2024-09-20
Other Names
  • Nicholas Brian Wakefield

View on SEC IAPD

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