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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 02/2018 | 07/2019 |
| Lyft | Salt Lake City | UT | 09/2017 | 01/2018 |
| Not Employed (Living Abroad) | Kona | HI | 06/2014 | 09/2017 |
| E*Trade Securities Llc | Sandy | UT | 07/2019 | 04/2021 |
| E*Trade Securities Llc | Sandy | UT | 04/2021 | Present |
| E*Trade Capital Management | Sandy | UT | 11/2022 | Present |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
*497816 - Twitch; Investment related No; west valley, Utah; Recreation; Streamer (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 100; Playing Games / Entertainment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-20 |
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