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Anthony David-Ray Hollenbeck

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-28
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 02/2018 07/2019
Lyft Salt Lake City UT 09/2017 01/2018
Not Employed (Living Abroad) Kona HI 06/2014 09/2017
E*Trade Securities Llc Sandy UT 07/2019 04/2021
E*Trade Securities Llc Sandy UT 04/2021 Present
E*Trade Capital Management Sandy UT 11/2022 Present
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 02/2018 → 07/2019
    E*Trade Securities Llc
    Sandy, UT
  • 09/2017 → 01/2018
    Lyft
    Salt Lake City, UT
  • 06/2014 → 09/2017
    Not Employed (Living Abroad)
    Kona, HI
  • 07/2019 → 04/2021
    E*Trade Securities Llc
    Sandy, UT
  • 04/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 11/2022 → Present
    E*Trade Capital Management
    Sandy, UT
  • 01/2023 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
Previous Registrations
  • 2022-12-19 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Other Businesses

*497816 - Twitch; Investment related No; west valley, Utah; Recreation; Streamer (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 100; Playing Games / Entertainment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-18
S63 Uniform Securities Agent State Law Examination 2019-05-20
  • S66 Uniform Combined State Law Examination
    2022-12-18
  • S63 Uniform Securities Agent State Law Examination
    2019-05-20

View on SEC IAPD

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