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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
940 37Th St Nw, Rochester, MN 55901 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Rochester | MN | 09/2006 | Present |
| Wells Fargo Clearing Services Llc | Rochester | MN | 02/2018 | Present |
LEGAL GUARDIAN AND CONSERVATOR FOR SISTER, INV RELATED, ROCHESTER, MN, START: 1/21/2021, 2 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-10 |
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