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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-09 |
Branch Locations
420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 06/2014 | 05/2019 |
| Russell Investments | Seattle | WA | 06/2019 | 10/2020 |
| Russell Investments Financial Services, Llc | Seattle | WA | 06/2019 | 10/2020 |
| Nuveen Securities, Llc | Denver | CO | 11/2020 | 11/2023 |
| Nuveen Asset Management, Llc | Chicago | IL | 11/2020 | 11/2023 |
| Members Trust Company | Tampa | FL | 04/2024 | 12/2024 |
| Advisors Asset Management, Inc | Monument | CO | 12/2024 | Present |
| Unemployed | Denver | CO | 12/2023 | 03/2024 |
| Invesco Advisers, Inc. | Atlanta | GA | 09/2014 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-08 |
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