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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-09
  • CO RA
    APPROVED
    Since 2024-12-09

Branch Locations

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 06/2014 05/2019
Russell Investments Seattle WA 06/2019 10/2020
Russell Investments Financial Services, Llc Seattle WA 06/2019 10/2020
Nuveen Securities, Llc Denver CO 11/2020 11/2023
Nuveen Asset Management, Llc Chicago IL 11/2020 11/2023
Members Trust Company Tampa FL 04/2024 12/2024
Advisors Asset Management, Inc Monument CO 12/2024 Present
Unemployed Denver CO 12/2023 03/2024
Invesco Advisers, Inc. Atlanta GA 09/2014 05/2019
  • 06/2014 → 05/2019
    Invesco Distributors, Inc.
    Houston, TX
  • 06/2019 → 10/2020
    Seattle, WA
  • 06/2019 → 10/2020
    Russell Investments Financial Services, Llc
    Seattle, WA
  • 11/2020 → 11/2023
    Nuveen Securities, Llc
    Denver, CO
  • 11/2020 → 11/2023
    Chicago, IL
  • 04/2024 → 12/2024
    Members Trust Company
    Tampa, FL
  • 12/2024 → Present
    Monument, CO
  • 12/2023 → 03/2024
    Unemployed
    Denver, CO
  • 09/2014 → 05/2019
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
  • S66 Uniform Combined State Law Examination
    2014-09-08
Other Names
  • Daric H Olson
  • Daric Hugh Olson
  • Daric Olson

View on SEC IAPD

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