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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2020-11-16
TX RA APPROVED 2019-09-06
CO RA APPROVED 2019-08-21
  • MT RA
    APPROVED
    Since 2020-11-16
  • TX RA
    APPROVED
    Since 2019-09-06
  • CO RA
    APPROVED
    Since 2019-08-21

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crabtree And Evelyn Denver CO 10/2013 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 03/2019 Present
Oppenheimerfunds Centennial CO 01/2014 03/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-20
  • S66 Uniform Combined State Law Examination
    2019-08-20
Other Names
  • Rebecca Enright Weig

View on SEC IAPD

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