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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Santaquin, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Act Test Proctor | Brighton | UT | 11/2013 | Present |
| Eod Designs | Draper | UT | 02/2014 | 12/2017 |
| E*Trade Securities Llc | Sandy | UT | 04/2017 | 12/2017 |
| E*Trade Capital Management Llc | Sandy | UT | 07/2017 | 12/2017 |
| E*Trade Securities Llc | Sandy | UT | 12/2017 | 10/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 12/2017 | 10/2020 |
| E*Trade Securities Llc | Sandy | UT | 10/2020 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 10/2020 | 09/2023 |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| E*Trade Securities Llc | Sandy | UT | 10/2013 | 04/2017 |
(A) 1. ACT PROCTOR; 2. NON INVESTMENT-RELATED; 3. 2220 BENGAL BLVD, COTTONWOOD HEIGHTS, UTAH 84121 4. ADMINISTER THE ACT TESTS (HIGH SCHOOL TESTS) 5. EMPLOYEE; 6. 4/2/18; 7. NUMBER OF HOURS PER MONTH - 1; 8. NUMBER OF HOURS DURING SECURITIES TRADING HOURS - 0 9. DUTIES: OVERSEE TEST ADMINISTRATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-09 |
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