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Kali Kristina Mcfarland

Rbc Capital Markets, LLC

Denver, CO

Centennial, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-23
CO RA APPROVED 2019-10-21
  • TX RA
    APPROVED
    Since 2019-10-23
  • CO RA
    APPROVED
    Since 2019-10-21

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 04/2016 10/2019
Rbc Capital Markets, Llc. Denver CO 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
S63 Uniform Securities Agent State Law Examination 2014-05-21
  • S66 Uniform Combined State Law Examination
    2016-11-03
  • S63 Uniform Securities Agent State Law Examination
    2014-05-21

View on SEC IAPD

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DREAM U.S. MANAGER LLC · DENVER, CO
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