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Steven Ashley Ganoung

Wells Fargo Clearing Services, LLC

Spokane, WA

Boise, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-11-04
TX RA APPROVED_RES 2017-05-05
NC RA APPROVED 2013-11-04
  • WA RA
    APPROVED
    Since 2019-11-04
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • NC RA
    APPROVED
    Since 2013-11-04

Branch Locations

9405 N Newport Hwy Ste 300, Spokane, WA 99218 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Chapel Hill NC 08/2013 11/2016
Wells Fargo Bank Na Chapel Hill NC 12/2009 Present
Wells Fargo Clearing Services, Llc Chapel Hill NC 11/2016 Present
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Chapel Hill, NC
  • 12/2009 → Present
    Wells Fargo Bank Na
    Chapel Hill, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 2013-10-15
  • S65 Uniform Investment Adviser Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-10-15

View on SEC IAPD

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