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Caleb Morrell Garcia

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-08-04
TX RA APPROVED 2016-08-04
  • PA RA
    APPROVED
    Since 2016-08-04
  • TX RA
    APPROVED
    Since 2016-08-04

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2012 09/2024
The Vanguard Group, Inc. Plano TX 09/2024 Present
Vanguard Marketing Corporation Plano TX 09/2024 Present
Vanguard Advisers, Inc. Plano TX 08/2016 Present
  • 07/2012 → 09/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2024 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 09/2024 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 08/2016 → Present
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-27
S63 Uniform Securities Agent State Law Examination 2013-10-30
  • S65 Uniform Investment Adviser Law Examination
    2016-07-27
  • S63 Uniform Securities Agent State Law Examination
    2013-10-30

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