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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-05 |
| NY | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Capital Inc. | New York | NY | 09/2017 | 12/2019 |
| Goldman Sachs & Co. Llc | New York | NY | 12/2019 | 05/2023 |
| J.P. Morgan Securities Llc | New York | NY | 06/2023 | 04/2025 |
| J.P. Morgan Chase Bank, N.A. | New York | NY | 06/2023 | 04/2025 |
| J.P. Morgan Chase Bank, N.A. | New York | NY | 03/2016 | 09/2017 |
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 03/2016 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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