Michael James Ethen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2019
  Ameriprise Financial Services Inc
  Minneapolis, MN
• 05/2019 → 07/2019
  Unemployed
  Minneapolis, MN
• 12/2019 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Minneapolis, MN
• 12/2019 → 02/2020
  Benhur Fernandes
  Bloomington, MN
• 01/2019 → 11/2019
  National Agents Alliance
  Minneapolis, MN
• 01/2019 → 07/2021
  Panoply Music Education
  Minneapolis, MN
• 02/2020 → 07/2021
  Cynthia Castillo
  Bloomington, MN
• 07/2019 → 07/2021
  National Agents Alliance
  Minneapolis, MN
• 07/2019 → 11/2019
  National Agents Alliance
  Minneapolis, MN
• 08/2015 → 05/2019
  Ameriprise Financial
  Minneapolis, MN
• 07/2021 → Present
  Lpl Financial Llc
  Edina, MN
• 12/2019 → 07/2021
  Waddell & Reed, Inc.
  Edina, MN

Previous Registrations

• 2020-01-03 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Edina, MN
• 2015-09-22 → 2019-05-16
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 2013-10-07 → 2015-04-22
  Edward Jones
  St Paul, MN
  White Bear Lake, MN
  St Louis, MO

Other Businesses

1. 2019/PANOPLY MUSIC EDUCATION/Other - Business Owner/Investment Related/5 HRS/MO/MN

Exams

• S66 Uniform Combined State Law Examination
  2013-08-10

Other Names

• Michael James Ethen
• Michael J Ethen