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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Cupertino | CA | 11/2015 | 07/2016 |
| E*Trade Capital Management Llc | Cupertino | CA | 11/2015 | 07/2016 |
| E*Trade Securities Llc | Cupertino | CA | 07/2016 | 02/2020 |
| E*Trade Capital Management Llc | Cupertino | CA | 07/2016 | 02/2020 |
| E*Trade Securities Llc | Cupertino | CA | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Cupertino | CA | 02/2020 | 09/2023 |
| Morgan Stanley | Cupertino | CA | 03/2023 | 09/2023 |
| Morgan Stanley | Cupertino | CA | 09/2023 | Present |
*619229- Golden State Warriors LLC; Investment related: No; San Francisco, California; Sports / Entertainment; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 10; After business hours: 0; Youth Camp Coach - 120 hours over 3 weeks - winter, spring, summer camp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-17 |
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